I'm Michael Guido

A Broker, and an Investment Adviser.

Michael Guido (ChFC®)

I'm a passionate Fiduciary Financial Adviser

I'm a Broker and an Investment Management professional based in United States.

I provide advice about securities to clients; In addition, managing investment portfolios and offer financial planning services through UBS FINANCIAL SERVICES INC. which is legally registered with CRD#: 8174

For over 24 years, I've helped thousands of clients — including over 1200 current families—down the path of reaching their financial goals and be able to enjoy life more. I welcome the opportunity to learn more about your unique situation and mutually discover if I could be a fit for you.

Services

EXAMINATIONS

Series 66 - Uniform Combined State Law Examination

State Securities Law Exam

Jul 21, 2000
SIE - Securities Industry Essentials Examination

General Industry/Products Exam

Oct 1, 2018
Series 7 - General Securities Representative Examination

General Industry/Products Exam

Oct 1, 2000
Series 31 - Futures Managed Funds Examination

General Industry/Products Exam

Feb 18, 2005

WORK EXPERIENCE

State Licenses

FINRA
BOX Exchange LLC
Cboe Exchange, Inc
NYSE American LLC
NYSE Arca, Inc.
NYSE Chicago, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Nasdaq PHLX LLC
NYSE American LLC
New York Stock Exchange
Alabama
Alaska
Arizona
Arkansas
California
Colorado
District Of Columbia
Florida
Georgia
Hawaii
Idaho
Illinois
Indiana
Iowa
Kansas
Maine
Maryland
Michigan
Minnesota
Missouri
Montana
Nevada
New Hampshire
New Jersey
New Mexico
New York
North Carolina
North Dakota
Ohio
Oregon
Pennysylvania
South Carolina
Tennessee
Texas
Utah
Virginia
Washington
West Virginia
Wisconsin
Wyoming
Texas
New Jersey

HOW I WORK

Planning & Research

I do a lot of planning and extensive research before I start up any trade, investment or financial adventure. These two keywords have been the bedrock of my success over the years

Analysis & Strategy

Analysing your market based on the high/low index is the next step to follow through before going on any trade. Always develop the right strategy to trade with before investing in a market.

Testing & Review

Before going all in, I test my strategy with demo accounts or starting small. This gives me feedback with data to review and decide if I'm sticking to a particular strategy or not.

Trading Without Restrictions!

Once you've gone through these processes and developed your unique trading strategy, you're good to go. Remember, There's always need to review incase your strategy falls through.

Get in touch

I’d love to trade with you!

Background Check

Check the background of Michael Guido on FINRA'S BROKERCHECK